Unclaimed
Steven Gerard Hanlon is a financial professional with over 25 years of experience in the industry. He is currently registered with Cantor Fitzgerald & Co. and has held previous positions with Countrywide Securities Corporation and FTN Financial Securities Corp. Steven Hanlon is licensed to conduct business in all 50 states and the District of Columbia. His areas of expertise include municipal securities, investment company products, and variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
08/19/2008 - Present
Cantor Fitzgerald & Co. (MEMPHIS TN)
TN
04/04/2007 - 08/08/2008
COUNTRYWIDE SECURITIES CORPORATION (MEMPHIS TN)
TN
05/16/2000 - 04/03/2007
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
NA
08/12/1987 - 01/30/1991
FIRST FUNDS, INC.
BC
Issued 06/05/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/28/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/10/1987
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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