Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Grawe is a financial advisor who has been in the industry for over 35 years. Steven is registered with Wells Fargo Clearing Services, LLC in both Illinois and Texas. Steven has previously worked at SMITH BARNEY INC., LEHMAN BROTHERS INC., and E. F. HUTTON & COMPANY INC. Steven is licensed to provide both Broker-Dealer and Investment Advisor services. Steven is currently an active member of the Timberline Association Architectural Committee and has held the position of President of the Timberline HOA since 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
08/23/2013 - Present
Wells Fargo Clearing Services, LLC (QUINCY IL)
NY
07/31/1993 - 03/28/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
07/23/1986 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 07/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/10/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1986
Series 3 - National Commodity Futures Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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