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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Gerald Eaton is an investment advisor representative with Wealth Enhancement Advisory Services, LLC, and has been in the industry since December 31, 2011. Steven Eaton is registered with the state of Louisiana as an Investment Advisor Representative and with the states of Nebraska and Texas as a Registered Representative. Steven Eaton has also worked with First Command Brokerage Services, Inc., and Bancwest Investment Services, Inc. Steven Eaton is a Series 63, Series 65, Series 7, Series 24, and Series 52TO licensed professional. Steven Eaton provides investment advisory services to individuals, corporations, businesses, charitable organizations, and pension and profit-sharing plans. Steven Eaton's firm, Wealth Enhancement Advisory Services, LLC, is a registered investment advisor with the SEC. The firm provides investment advice to a wide range of clients, including high-net-worth individuals, corporations, businesses, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
MN
06/06/2024 - Present
Wealth Enhancement Advisory Services, LLC (PLYMOUTH MN)
TX
06/09/2022 - 05/13/2024
FIRST COMMAND BROKERAGE SERVICES, INC. (FORT WORTH TX)
NE
02/20/2013 - 05/25/2022
BANCWEST INVESTMENT SERVICES, INC. (OMAHA NE)
NE
11/16/2012 - 11/21/2012
BANCWEST INVESTMENT SERVICES, INC. (OMAHA NE)
NE
09/30/2010 - 12/07/2011
TD AMERITRADE CLEARING, INC. (OMAHA NE)
IA
Issued 07/31/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/04/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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