Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Rothschild is an active financial advisor with over 24 years of experience in the financial industry. Steven is currently registered with Osaic Wealth, Inc. and has previously been registered with Securities America, Inc. and FSC Securities Corporation. Steven holds Series 6, 7, 63, and 65 licenses, as well as the SIE exam. Steven is also a Certified Financial Planner. Steven provides a range of services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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GA
06/14/2024 - Present
Osaic Wealth, Inc. (MARIETTA GA)
GA
01/31/2019 - 06/14/2024
SECURITIES AMERICA, INC. (MARIETTA GA)
GA
06/01/2005 - 01/18/2018
SECURITIES AMERICA, INC. (ATLANTA GA)
GA
04/13/2001 - 06/15/2005
FSC SECURITIES CORPORATION (ATLANTA GA)
MA
02/09/1998 - 04/02/2001
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
IA
Issued 05/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/06/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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