Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Hart is a financial advisor at Charles Schwab & Co., Inc., where he has worked since 2020. He has been in the securities industry since 1989, holding previous roles at FIDELITY BROKERAGE SERVICES LLC and American Express Financial Advisors Inc. Steven has a wide range of experience and holds several licenses and registrations including Series 7, Series 8, Series 9, Series 10, Series 63 and Series 66. He is registered in Colorado as a registered representative and investment advisor representative. Steven provides financial planning and investment advice to individuals and businesses, and specializes in portfolio management and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CO
06/04/2020 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
CO
04/01/2014 - 04/30/2020
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
CO
11/25/2003 - 03/28/2014
CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)
TX
02/28/1992 - 12/31/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MN
06/15/1990 - 03/09/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/15/1990 - 03/09/1992
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
AZ
10/23/1989 - 06/06/1990
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
09/19/1989 - 11/06/1989
INTEGRATED RESOURCES EQUITY CORPORATION
BOTH
Issued 06/30/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/15/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/12/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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