Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Bregman is an investment advisor representative with Charles Schwab & CO., Inc. Steven has been in the financial services industry since March 1998 and has experience working with USAA Financial Advisors, Inc., USAA Investment Management Company, and MetLife Securities Inc. Steven is registered to provide investment advisory services in Arizona and California. Steven also holds Series 7, 9, 10, 24, 51, 55, 57TO, and 65 licenses. Steven has a Certified Financial Planner designation and has been working with Charles Schwab & CO., Inc. since 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
05/23/2020 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
AZ
08/31/2007 - 05/24/2020
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
06/17/2004 - 12/31/2007
USAA INVESTMENT MANAGEMENT COMPANY (PHOENIX AZ)
MA
03/17/2003 - 05/19/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/17/2003 - 05/19/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
CA
01/27/1998 - 02/21/2003
J. ALEXANDER SECURITIES, INC. (LOS ANGELES CA)
IA
Issued 11/30/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/07/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/11/2013
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/15/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/08/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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