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Steven Geoffrey Schwanekamp

Advisors Asset Management, Inc.

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About Steven Geoffrey Schwanekamp

Steven Schwanekamp is a registered investment advisor representative with Advisors Asset Management, Inc. Steven has been in the securities industry since May 18, 1996. Steven is registered to offer investment advisory services in Ohio. Steven was previously registered with ALPS Distributors, Inc., BlackRock Investments, LLC, FAM Distributors, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and John Nuveen & Co., Incorporated.

Firm Information

Steven Schwanekamp is currently registered with Advisors Asset Management, Inc.. Advisors Asset Management, Inc. is a corporation formed in 2008 and headquartered in Monument, Colorado. The firm provides investment advisory services to individuals, businesses, and pooled investment vehicles. They specialize in portfolio management and serve a wide range of clients including individuals, corporations, investment companies, pension plans, and other investment advisors. The firm is registered with the SEC and in all 50 states and the District of Columbia. Their website and social media presence provide access to their services and resources.
Advisors Asset Management, Inc.

18925 BASE CAMP ROAD

MONUMENT, CO 80132

$3.85B

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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supervisor/evaluator to unit investment trusts

Supervisor/evaluator to unit investment trusts

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Steven Schwanekamp’s Registration & Firm History

OH

03/02/2023 - Present

Advisors Asset Management, Inc. (Cincinnati OH)

CO

01/25/2021 - 01/30/2023

ALPS DISTRIBUTORS, INC. (DENVER CO)

NJ

09/29/2006 - 01/21/2020

BLACKROCK INVESTMENTS, LLC (PRINCETON NJ)

NY

03/17/2000 - 09/29/2006

FAM DISTRIBUTORS, INC. (NEW YORK NY)

NY

01/12/2000 - 09/15/2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

IL

01/13/1995 - 09/10/1999

JOHN NUVEEN & CO., INCORPORATED (CHICAGO IL)

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Licenses & Designations

IA

Issued 02/28/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/08/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/12/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Steven Geoffrey Schwanekamp.
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