Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven G. Horowitz is a registered representative with J.p. Morgan Securities LLC. Steven has been in the securities industry since 2003 and holds Series 7, 7A, 55, 63 and 65 licenses. Steven has also worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated, Dimension Trading Group, LLC and Assent LLC. Steven is registered to provide investment advisory services in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
11/24/2021 - Present
J.p. Morgan Securities LLC (KATONAH NY)
NY
12/02/2013 - 01/21/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/25/2011 - 11/28/2011
DIMENSION TRADING GROUP, LLC (NEW YORK NY)
NY
04/10/2008 - 07/12/2010
ASSENT LLC (WHITE PLAINS NY)
NY
03/22/1999 - 04/09/2007
GOLDMAN, SACHS & CO. (NEW YORK NY)
IA
Issued 05/14/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/12/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/03/2006
Series 7 - General Securities Representative Examination
BC
Issued 04/30/2003
Series 7A - Floor Broker Representative Exam
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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