Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Fry is a financial advisor currently registered with Alps Distributors, Inc. Steven has been active in the financial industry since 2002. Steven is registered in 53 states and the District of Columbia. Steven is also licensed by FINRA. Steven has previously worked at USAA Investment Management Company, Janus Distributors LLC and Van Kampen Funds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/16/2023 - Present
Alps Distributors, Inc. (Larkspur CA)
CO
12/03/2014 - 07/02/2019
USAA INVESTMENT MANAGEMENT COMPANY (Englewood CO)
CO
11/23/2004 - 11/24/2014
JANUS DISTRIBUTORS LLC (DENVER CO)
TX
02/04/1998 - 11/16/2004
VAN KAMPEN FUNDS INC. (HOUSTON TX)
NJ
09/29/1997 - 01/27/1998
COPELAND EQUITIES, INC. (SOMERSET NJ)
BC
Issued 10/27/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/30/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/07/2023
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/26/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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