Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Fried is a financial advisor with over 20 years of experience in the industry. Steven is currently registered with J.p. Morgan Securities LLC and has previously worked with Wells Fargo Advisors, LLC, Chase Investment Services Corp., UBS Financial Services Inc., and Morgan Stanley DW Inc. Steven holds Series 7, 10, 24, 31, 53 and 66 licenses. Steven's areas of specialization include investment management for individuals and businesses, financial planning, and pension consulting. Steven is committed to providing personalized financial advice and guidance to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
12/11/2013 - Present
J.p. Morgan Securities LLC (Cape Coral FL)
FL
09/10/2013 - 12/11/2013
WELLS FARGO ADVISORS, LLC (PUNTA GORDA FL)
FL
10/01/2012 - 09/18/2013
J.P. MORGAN SECURITIES LLC (CAPE CORAL FL)
FL
06/16/2006 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NAPLES FL)
NJ
08/05/2005 - 05/02/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
01/10/2002 - 08/09/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 02/14/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/13/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/31/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/28/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 01/09/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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