Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Frank Lawrence is a financial advisor with over 30 years of experience in the industry. Steven is registered with Nylife Securities LLC, based in Victor, NY. Previously, Steven was registered with MML Investors Services, Inc., Berkshire Equity Sales, Inc., and MONY Securities Corp. Steven holds Series 6, 7, 26 and 63 licenses. Steven is currently registered with the states of California, Florida, New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/16/2004 - Present
Nylife Securities LLC (Victor NY)
MA
10/08/1999 - 12/07/2004
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MA
01/31/1997 - 10/04/1999
BERKSHIRE EQUITY SALES, INC. (PITTSFIELD MA)
NY
09/20/1991 - 01/04/1997
MONY SECURITIES CORP. (NEW YORK NY)
BC
Issued 09/27/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2010
Series 7 - General Securities Representative Examination
BC
Issued 09/19/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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