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Steven Frank Killilea

Smbc Nikko Securities America, Inc.

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About Steven Frank Killilea

Steven Frank Killilea is a registered representative with Smbc Nikko Securities America, Inc. in New York, NY. Steven has over 24 years of experience in the securities industry. Steven has a wide range of experience in the financial services industry. Steven has held prior positions with MUFG Securities Americas Inc., BTMU Securities, Inc., RBS Securities Inc., RBS Securities Corporation, Bear, Stearns & Co. Inc. and Chase Securities Inc.. Steven holds the Series 63, Series 24, Series 79TO, SIE and Series 7 licenses.

Firm Information

Steven Killilea is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Killilea’s Registration & Firm History

NY

08/19/2024 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

04/01/2017 - 02/27/2024

MUFG SECURITIES AMERICAS INC. (NEW YORK NY)

NY

07/16/2015 - 04/01/2017

BTMU SECURITIES, INC. (New York NY)

CT

12/12/2008 - 06/19/2015

RBS SECURITIES INC. (STAMFORD CT)

NY

05/08/2006 - 12/12/2008

RBS SECURITIES CORPORATION (NEW YORK NY)

NY

09/05/2000 - 05/11/2006

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

06/02/1999 - 08/28/2000

CHASE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/03/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/21/2015

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/01/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Steven Frank Killilea.
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