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Steven Francis Marascia

Capitol Securities Management, Inc.

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About Steven Francis Marascia

Steven Francis Marascia is a registered representative with Capitol Securities Management, Inc. in Glen Allen, VA. Steven has been in the industry since August 8, 1982. Steven also holds registration(s) with the following firms: Anderson & Strudwick, Incorporated, Tucker Anthony Incorporated, Branch, Cabell & Co., Inc., Prudential-Bache Securities Inc., Thomson McKinnon Securities Inc., First Investors Corporation. Steven has passed the following FINRA exams: Series 7, Series 22, Series 24, Series 6, Series 63, Series 65, Series 86, Series 87, and SIE.

Firm Information

Steven Marascia is currently registered with Capitol Securities Management, Inc.. Capitol Securities Management, Inc. is a corporation formed in March 1981 and based in Glen Allen, Virginia. They are an SEC-registered investment advisor with over 100 investment advisor representatives and licensed agents. The firm manages between $1 billion and $10 billion in client assets and offers a variety of advisory services including financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisors. Their clients include high-net-worth individuals, trusts and estates, corporations, individuals other than high-net-worth, pension plans, and charitable organizations. They are registered in all 50 states and the District of Columbia.
Capitol Securities Management, Inc.

4050 INNSLAKE DRIVE

GLEN ALLEN, VA 23060

$1.40B

Assets Under Management

51

Total Clients

139

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Steven Marascia’s Registration & Firm History

VA

05/29/2009 - Present

Capitol Securities Management, Inc. (GLEN ALLEN VA)

VA

02/05/2002 - 05/29/2009

ANDERSON & STRUDWICK, INCORPORATED (RICHMOND VA)

MA

03/28/2001 - 02/19/2002

TUCKER ANTHONY INCORPORATED (BOSTON MA)

VA

02/20/1990 - 03/28/2001

BRANCH, CABELL & CO., INC. (RICHMOND VA)

NY

08/25/1989 - 03/01/1990

PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)

NY

01/09/1985 - 08/25/1989

THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)

NA

07/01/1983 - 12/17/1984

ANDERSON & STRUDWICK, INCORPORATED

NA

05/03/1982 - 04/15/1983

FIRST INVESTORS CORPORATION

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Licenses & Designations

IA

Issued 03/03/1993

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/10/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/03/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/04/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 04/04/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 08/18/1984

Series 7 - General Securities Representative Examination

BC

Issued 04/11/1984

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 11/24/1981

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Steven Francis Marascia. Review regulatory record here.
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