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Steven Francis Garofalo

Voya Financial Partners, LLC

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About Steven Francis Garofalo

Steven Francis Garofalo is a financial advisor with Voya Financial Partners, LLC. Steven has been in the financial industry since April 24, 2000. Steven has a variety of licenses and registrations, including Series 6, 7, 26 and 63. Steven is registered in 9 states including California, Connecticut, Illinois, Massachusetts, New Hampshire, New Jersey, New York, Pennsylvania and Vermont. Steven is also registered with FINRA and the state of California.

Firm Information

Steven Garofalo is currently registered with Voya Financial Partners, LLC. Voya Financial Partners, LLC is a Limited Liability Company formed in November 2000. The firm is registered in all 50 U.S. states, the District of Columbia, Puerto Rico, and the Virgin Islands. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Garofalo’s Registration & Firm History

CT

05/25/2022 - Present

Voya Financial Partners, LLC (WINDSOR CT)

CT

04/04/2022 - 05/12/2022

GWFS EQUITIES, INC. (Hartford CT)

CT

01/17/2019 - 04/04/2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Hartford CT)

CT

10/17/2014 - 04/23/2019

PRUCO SECURITIES, LLC. (Hartford CT)

CT

08/19/2014 - 10/02/2014

WELLS FARGO ADVISORS, LLC (MADISON CT)

CT

11/22/2005 - 07/22/2014

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

NJ

11/22/2004 - 10/07/2005

ADP BROKER-DEALER, INC. (ROSELAND NJ)

MA

10/20/2004 - 11/17/2004

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

NY

05/12/2004 - 10/20/2004

QUICK & REILLY, INC. (NEW YORK NY)

CT

01/14/2000 - 05/17/2004

HARVEST CAPITAL LLC (WETHERSFIELD CT)

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Licenses & Designations

BC

Issued 03/28/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/11/2002

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/21/2007

Series 7 - General Securities Representative Examination

BC

Issued 11/15/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Francis Garofalo.
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