Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Floyd Bates is a financial professional with over 15 years of experience in the industry. Steven is currently registered with Osaic Wealth, Inc. and holds Series 7, 26 and 63 licenses, along with the SIE exam. Steven is also a Certified Public Accountant and has extensive experience in tax preparation and planning. Steven is committed to providing his clients with personalized financial advice and services. Steven is a dedicated professional who is passionate about helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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LA
01/19/2024 - Present
Osaic Wealth, Inc. (WINNFIELD LA)
LA
03/01/2023 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (WINNFIELD LA)
LA
10/22/2009 - 03/03/2023
THE O.N. EQUITY SALES COMPANY (Winnfield LA)
LA
07/16/2007 - 10/26/2009
MADISON AVENUE SECURITIES, INC. (WINNFIELD LA)
BC
Issued 02/09/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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