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Steven Flores

Nylife Securities LLC

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About Steven Flores

Steven Flores is a financial professional currently registered with Nylife Securities LLC. Steven has been in the industry since September 8, 2024, and holds the Series 99TO and SIE licenses.

Firm Information

Steven Flores is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Flores’s Registration & Firm History

OK

09/09/2024 - Present

Nylife Securities LLC (OKLAHOMA CITY OK)

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Licenses & Designations

BC

Issued 09/09/2024

Series 99TO - Operations Professional Examination

BC

Issued 04/20/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Flores.
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