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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Felix Sergio is a financial advisor who has been in the industry since 2014. Steven is currently registered with RMR Wealth Builders, Inc. as an Investment Advisor Representative. Steven has held a Series 66, Series 24, SIE and Series 7 license and is a registered Investment Advisor in New Jersey. Steven has experience with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Steven provides financial planning, pension consulting, and portfolio management services. Steven also offers educational seminars and consulting engagements for specific purposes such as education funding and estate planning. Steven was previously employed by Calton & Associates, Inc. from 2014 to 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting engagement for specific purpose such as education funding, estate planning
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Insurance compensation
1
2
NJ
08/15/2019 - Present
RMR Wealth Builders, Inc. (MONTCLAIR NJ)
NJ
03/20/2014 - 01/02/2023
CALTON & ASSOCIATES, INC. (Montclair NJ)
BOTH
Issued 10/31/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/08/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2014
Series 7 - General Securities Representative Examination
Active
Inactive
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