Unclaimed
Steven Farias Negrete is a registered representative with Vanguard Marketing Corp. and has been active in the financial services industry since December 3, 2023. Steven holds the Series 63, Series 6TO, and SIE licenses, and is registered in Arizona. Steven specializes in Investment Company Products/Variable Contracts, and offers investment services for individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
12/04/2023 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 12/18/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/13/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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