Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Lahre is an active investment advisor representative with RBC Capital Markets, LLC. Steven has been in the financial services industry since 1979. Steven holds Series 3, 7, 9, 10, 15, 63 and 65 licenses and is registered in several states to provide investment advisory and brokerage services. Prior to joining RBC Capital Markets, LLC, Steven was an advisor representative with Morgan Stanley, Citigroup Global Markets Inc., and Lehman Brothers Inc. Steven also serves as a mentor and advisory board member at the San Diego High School Academy of Finance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
02/05/2015 - Present
RBC Capital Markets, LLC (SAN DIEGO CA)
CA
06/01/2009 - 11/16/2012
MORGAN STANLEY (SAN DIEGO CA)
CA
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SAN DIEGO CA)
NY
06/17/1982 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
10/24/1979 - 06/09/1982
OTC NET INCORPORATED
IA
Issued 07/17/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/20/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 10/20/1982
Series 3 - National Commodity Futures Examination
BC
Issued 10/20/1979
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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