Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Esposito is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Steven has over 40 years of experience in the financial services industry. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, 63, and 65 licenses. Steven is also a Registered Representative of Wells Fargo Advisors. Steven previously worked for Morgan Stanley, Morgan Stanley & Co. Incorporated, Citigroup Global Markets Inc., Prudential Securities Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Paine Webber Incorporated. Steven specializes in providing financial advice to individuals, businesses, and institutions. He offers a wide range of financial planning services, including retirement planning, college savings, estate planning, and investment management. Steven is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
10/31/2022 - Present
Wells Fargo Advisors Financial Network, LLC (LAKE FOREST IL)
IL
06/01/2009 - 11/14/2022
MORGAN STANLEY (Lake Forest IL)
IL
04/25/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RIVERWOODS IL)
IL
11/17/2000 - 05/05/2008
CITIGROUP GLOBAL MARKETS INC. (DEERFIELD IL)
NY
01/25/1988 - 11/29/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
07/31/1985 - 02/08/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
10/20/1983 - 08/02/1985
PAINEWEBBER INCORPORATED
IA
Issued 01/20/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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