Unclaimed
Steven Ernesto Buendia is a financial professional with over two decades of experience in the industry. Steven is currently a registered representative at PFS Investments Inc. Steven has a broad range of experience and holds several licenses and registrations including Series 6, 26 and 63. Steven's expertise and commitment to clients are demonstrated by the number of clients they serve and the assets under management. Steven's focus is on providing financial guidance and portfolio management services to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
12/19/2003 - Present
PFS Investments Inc. (RICHARDSON TX)
GA
07/26/2000 - 03/04/2003
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 12/15/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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