Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Spiro is a financial professional with over 30 years of experience in the financial services industry. Steven is a Registered Representative of Northwestern Mutual Investment Services, LLC, and has held positions with Robert W. Baird & Co. Incorporated and Northwestern Mutual Life Insurance Company. Steven holds the Series 6, Series 22 and Series 63 licenses and is a Chartered Financial Consultant. Steven is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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TN
08/15/2008 - Present
Northwestern Mutual Investment Services, LLC (MEMPHIS TN)
WI
02/09/1998 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
01/18/1988 - 10/15/1991
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 12/01/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/23/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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