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Steven Eric Luskey

Tradition Securities AND Derivatives LLC

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About Steven Eric Luskey

Steven Luskey is a financial advisor with over 20 years of experience in the industry. Steven holds multiple licenses and registrations, including Series 7, 24, 63, and 65. Steven has been registered with Tradition Securities and Derivatives LLC since 2014. Steven has previously held positions with Standard Credit Securities Inc., CCM Securities, LLC, Lighthouse Financial Group, LLC, MF Global Inc., StoneHaven, LLC, Carlin Equities Corp., Wachovia Securities, LLC, and Prudential Securities Incorporated.

Firm Information

Steven Luskey is currently registered with Tradition Securities AND Derivatives LLC. Tradition Securities AND Derivatives LLC is a Limited Liability Company formed on March 30, 1989. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Luskey’s Registration & Firm History

NY

01/02/2014 - Present

Tradition Securities AND Derivatives LLC (New York NY)

NY

10/03/2011 - 03/03/2014

STANDARD CREDIT SECURITIES INC. (NEW YORK NY)

NY

08/31/2010 - 10/11/2011

CCM SECURITIES, LLC (NEW YORK NY)

NY

04/20/2009 - 08/18/2010

LIGHTHOUSE FINANCIAL GROUP, LLC (NEW YORK NY)

NY

05/18/2007 - 04/17/2009

MF GLOBAL INC. (NEW YORK NY)

IL

01/04/2006 - 07/18/2007

STONEHAVEN, LLC (CHICAGO IL)

NY

05/20/2005 - 12/13/2005

CARLIN EQUITIES CORP. (NEW YORK NY)

MO

07/01/2003 - 03/17/2005

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

09/17/1996 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/05/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/19/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/20/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/16/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for Steven Eric Luskey.
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