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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Eric Dolgin is a registered representative and investment advisor representative with Janney Montgomery Scott LLC. Steven has been in the financial services industry since 1983. He has a wide range of experience, including working with individuals, corporations, high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. Steven holds a Series 63, Series 65, and Series 7 licenses, as well as a Series 8, 9, and 10 principal licenses. Steven has worked with Prudential Securities Incorporated, Smith Barney, Harris Upham & Co., Incorporated, and Wachovia Securities, LLC. Steven is currently registered to provide investment advice and securities in California, Connecticut, Florida, Illinois, Maine, Massachusetts, New Hampshire, New Jersey, New York, Ohio, South Carolina, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NY
01/07/2025 - Present
Janney Montgomery Scott LLC (MELVILLE NY)
MO
07/01/2003 - 05/19/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
10/12/1989 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
06/25/1984 - 10/25/1989
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
10/19/1983 - 06/06/1984
PAINEWEBBER INCORPORATED
IA
Issued 10/29/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/30/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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