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Steven Eric Bertolo

Citizens Securities, Inc.

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About Steven Eric Bertolo

Steven Eric Bertolo is a financial advisor at Citizens Securities, Inc. with a focus on providing financial planning and investment management services. Steven has over 20 years of experience in the financial industry and holds several licenses and certifications. He holds a Series 7, Series 6, Series 31, Series 63, and Series 65 licenses and is a Certified Financial Planner. Steven has worked with a variety of clients, including individuals, corporations, and high-net-worth individuals. Steven provides advisory services through both Citizens Securities, Inc. and Clarfeld.

Firm Information

Steven Bertolo is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Steven Bertolo’s Registration & Firm History

RI

02/18/2025 - Present

Citizens Securities, Inc. (JOHNSTON RI)

PA

02/25/2019 - 01/09/2020

CITIZENS SECURITIES, INC. (PITTSBURGH PA)

PA

12/12/2016 - 08/14/2017

BPU INVESTMENT MANAGEMENT INC. (PITTSBURGH PA)

PA

11/18/2013 - 12/22/2016

QUESTAR CAPITAL CORPORATION (GIBSONIA PA)

PA

09/09/2004 - 11/18/2013

KOVACK SECURITIES INC. (GIBSONIA PA)

NY

01/08/2004 - 09/16/2004

QUICK & REILLY, INC. (NEW YORK NY)

PA

04/19/2001 - 01/09/2004

PARKER/HUNTER INCORPORATED (PITTSBURGH PA)

NY

01/17/2000 - 03/26/2001

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

KS

06/17/1996 - 12/31/1996

WADDELL & REED, INC. (OVERLAND PARK KS)

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Licenses & Designations

IA

Issued 02/07/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/28/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/14/2017

SIE - Securities Industry Essentials Examination

BC

Issued 01/31/2000

Series 31 - Futures Managed Funds Examination

BC

Issued 01/14/2000

Series 7 - General Securities Representative Examination

BC

Issued 05/24/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Steven Eric Bertolo.
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