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Steven Elliott Hughes

Houlihan Lokey Capital, Inc.

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About Steven Elliott Hughes

Steven Elliott Hughes is a financial professional with over 25 years of experience in the industry. He is currently registered with Houlihan Lokey Capital, Inc. in Illinois. Steven has held previous roles at BT ALEX. BROWN INCORPORATED. His areas of expertise include investment banking. Steven has a strong track record of success in the financial services industry and is committed to providing his clients with the highest level of service.

Firm Information

Steven Hughes is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Hughes’s Registration & Firm History

IL

04/06/1999 - Present

Houlihan Lokey Capital, Inc. (CHICAGO IL)

MD

10/04/1995 - 12/22/1997

BT ALEX. BROWN INCORPORATED (BALTIMORE MD)

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Licenses & Designations

BC

Issued 10/16/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Elliott Hughes.
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