Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Elliot Shaw is a financial advisor with Clear Harbor Asset Management, LLC. Steven has been a registered investment advisor for over 20 years. Steven has worked for various financial institutions including Ingalls & Snyder, LLC and Credit Suisse Securities (USA) LLC. Steven's expertise includes portfolio management for individuals, businesses, and pooled investment vehicles. Steven specializes in providing financial planning services, selection of other advisors, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CT
07/14/2020 - Present
Clear Harbor Asset Management, LLC (Stamford CT)
NY
07/20/2006 - 04/21/2011
INGALLS & SNYDER, LLC (NEW YORK NY)
NY
10/16/2000 - 08/08/2006
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
11/03/2000 - 09/19/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NJ
02/08/1993 - 10/16/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
03/09/1990 - 02/16/1993
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
07/25/1987 - 03/13/1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
NA
07/26/1984 - 03/13/1990
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 05/23/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/15/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/12/1984
Series 5 - Interest Rate Options Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
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