Invested Better
Unclaimed

Unclaimed

Unclaimed

Steven Elliot Rumstein

Arete Wealth Management, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Steven? Claim Your Profile

About Steven Elliot Rumstein

Steven Rumstein is a financial advisor associated with Arete Wealth Management, LLC. Steven has passed the Series 63, Series 82TO, and SIE exams. Steven is registered with the Financial Industry Regulatory Authority (FINRA) as a broker and has passed the Uniform Securities Agent State Law Examination. Steven is registered in 51 states, as well as Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Steven has been in the industry for over one year and has been with Arete Wealth Management, LLC since 01/26/2024.

Firm Information

Steven Rumstein is currently registered with Arete Wealth Management, LLC. Arete Wealth Management, LLC is a Limited Liability Company formed on January 20, 1998. The firm is registered with the SEC and in 53 states.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Steven Rumstein’s Registration & Firm History

IL

03/21/2024 - Present

Arete Wealth Management, LLC (CHICAGO IL)

Not sure if Steven Elliot Rumstein is right for you?

Licenses & Designations

BC

Issued 02/21/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/21/2024

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 01/10/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Elliot Rumstein.
Not sure if Steven Elliot Rumstein is right for you?