Unclaimed
Steven Rumstein is a financial advisor associated with Arete Wealth Management, LLC. Steven has passed the Series 63, Series 82TO, and SIE exams. Steven is registered with the Financial Industry Regulatory Authority (FINRA) as a broker and has passed the Uniform Securities Agent State Law Examination. Steven is registered in 51 states, as well as Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Steven has been in the industry for over one year and has been with Arete Wealth Management, LLC since 01/26/2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
03/21/2024 - Present
Arete Wealth Management, LLC (CHICAGO IL)
BC
Issued 02/21/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2024
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/10/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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