Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Gottesman is an investment advisor representative associated with Stifel, Nicolaus & Company, Inc. Steven has been in the financial services industry since 1989 and has held several previous positions with different firms such as RYAN BECK & CO. and GRUNTAL & CO., L.L.C. Steven Gottesman is licensed to provide financial services in many states. Steven Gottesman is registered with the state of New York as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/22/2018 - Present
Stifel, Nicolaus & Company, Inc. (GARDEN CITY NY)
NY
04/29/2002 - 07/10/2007
RYAN BECK & CO. (HEWLETT NY)
NY
01/29/1997 - 05/17/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NJ
07/10/1996 - 01/23/1997
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
NY
06/18/1992 - 06/21/1996
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
02/20/1991 - 06/12/1992
LEHMAN BROTHERS INC.
NY
02/14/1989 - 06/12/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/23/1989 - 03/01/1991
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
IA
Issued 11/04/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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