Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Elliot Cooper is a financial advisor with over 20 years of experience in the industry. Steven has been registered with Janney Montgomery Scott LLC since June 2019. Prior to that, Steven was with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and MORGAN STANLEY & CO. INCORPORATED. Steven is a Certified Financial Planner™ and holds FINRA Series 31, 7, and 66 licenses. Steven also holds Series SIE. Steven is licensed to provide financial advice in 29 states, including Delaware, Massachusetts, and Texas. Steven specializes in providing financial advice to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
DE
03/03/2022 - Present
Janney Montgomery Scott LLC (Lewes DE)
DE
04/30/2009 - 06/20/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (REHOBOTH BEACH DE)
DE
04/02/2007 - 05/01/2009
MORGAN STANLEY & CO. INCORPORATED (LEWES DE)
DE
09/14/1999 - 04/02/2007
MORGAN STANLEY DW INC. (LEWES DE)
BOTH
Issued 10/11/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 09/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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