Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Bricker is a financial advisor with Steward Partners Investment Advisory, LLC. He has been working in the financial services industry since 1994. Steven is registered with the Financial Industry Regulatory Authority (FINRA) as a General Securities Representative and holds a Series 7 and Series 63 license. He is also a registered Investment Advisor Representative in the state of New Hampshire. Steven has a diverse background in financial services, with experience at Raymond James Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Securities, LLC, Prudential Securities Incorporated and Citigroup Global Markets Inc. Steven is committed to providing personalized financial advice to his clients. He helps them develop financial plans, manage their investments, and achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NH
04/14/2016 - Present
Steward Partners Investment Advisory, LLC (PORTSMOUTH NH)
NH
05/08/2015 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (PORTSMOUTH NH)
NH
11/02/2007 - 05/11/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PORTSMOUTH NH)
NH
07/01/2003 - 11/08/2007
WACHOVIA SECURITIES, LLC (PORTSMOUTH NH)
NY
04/04/2003 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/03/1997 - 04/17/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
01/28/1994 - 07/10/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 7/9/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/20/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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