Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Elbert King is a registered representative with Cetera Investment Advisers LLC. Steven Elbert King has been in the industry since 1993. Steven Elbert King is registered in California, Colorado, Connecticut, Florida, Idaho, Illinois, Maryland, Missouri, New Jersey, North Carolina, Ohio, Pennsylvania, Texas, Virginia, Washington, and Wyoming. Steven Elbert King also holds registrations with FINRA and the SEC. Steven Elbert King has been registered with Cetera Investment Advisers LLC since 2022 and previously worked for FIRST ALLIED SECURITIES, INC., JWGENESIS FINANCIAL GROUP, INC, and CHATFIELD DEAN & CO., INC. Steven Elbert King's primary office is located in Santa Cruz, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/03/2022 - Present
Cetera Investment Advisers LLC (SANTA CRUZ CA)
CA
06/29/2000 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SANTA CRUZ CA)
FL
01/04/1999 - 07/25/2000
JWGENESIS FINANCIAL GROUP, INC (BOCA RATON FL)
CO
06/16/1993 - 01/04/1999
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BC
Issued 6/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/31/2000
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/15/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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