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Steven Eisman

Neuberger Berman BD LLC

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About Steven Eisman

Steven Eisman is a financial advisor at Neuberger Berman BD LLC. Steven has been in the securities industry since 2007. Steven's previous experience includes working at MORGAN STANLEY DISTRIBUTION, INC. and CIBC WORLD MARKETS CORP. Steven is licensed in 32 states and is a registered representative in New Jersey and New York. Steven is also a registered investment advisor representative in New Jersey and New York. Steven provides portfolio management services to various Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles, which are managed by Neuberger Berman Investment Advisers LLC.

Firm Information

Steven Eisman is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Steven Eisman’s Registration & Firm History

NY

03/26/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

06/14/2007 - 03/14/2011

MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)

NY

06/30/1997 - 01/03/2001

CIBC WORLD MARKETS CORP. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 05/19/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/20/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/17/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Steven Eisman. Review regulatory record here.
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