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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Leclair is a financial advisor with Raymond James & Associates, Inc. Steven has been in the financial services industry since 2002 and is registered to provide investment advice in several states. Steven has extensive experience in the financial services industry and has worked at UBS Financial Services Inc. and MML Investors Services, Inc. before joining Raymond James. Steven holds licenses for the Series 6, 7, 9, 10, 31 and 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
10/29/2019 - Present
Raymond James & Associates, Inc. (Dublin OH)
OH
07/14/2003 - 11/07/2019
UBS FINANCIAL SERVICES INC. (COLUMBUS OH)
MA
10/14/2002 - 03/05/2003
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BOTH
Issued 08/01/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/04/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/04/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 07/11/2003
Series 7 - General Securities Representative Examination
BC
Issued 10/11/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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