Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Edward Stich is a financial advisor with over 17 years of experience in the financial services industry. Steven Stich is currently registered with BTIG, LLC. Previously, Steven Stich was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Banc of America Securities LLC. Steven Stich is licensed to provide securities and investment advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
01/07/2019 - Present
Btig, LLC (DALLAS TX)
TX
02/06/2009 - 06/27/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
NY
12/07/2004 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BOTH
Issued 02/09/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/09/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 06/27/2017
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/21/2008
Series 3 - National Commodity Futures Examination
BC
Issued 12/06/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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