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Steven Edward Ponte

Santander Securities LLC

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About Steven Edward Ponte

Steven Edward Ponte is an investment advisor representative at Santander Securities LLC. Steven has been in the securities industry since April 14, 2013. Steven holds Series 4, 7, 24, 52TO, 53 and 66 licenses. The firm provides services for individuals, businesses, trusts, and charitable organizations. The firm's clients have assets under management totaling over two billion dollars.

Firm Information

Steven Ponte is currently registered with Santander Securities LLC. Santander Securities LLC is a Limited Liability Company headquartered in Boston, MA. Founded in 2023, the firm offers financial planning, portfolio management for individuals and businesses, and selection of other advisers. Santander Securities LLC manages approximately $2,130,323,875 in regulatory assets under management for 9,813 clients. They are registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Santander Securities LLC

75 STATE STREET

BOSTON, MA 02109

$2.13B

Assets Under Management

Not reported

Total Clients

365

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Steven Ponte’s Registration & Firm History

MA

08/18/2015 - Present

Santander Securities LLC (Boston MA)

MA

04/04/2013 - 07/02/2015

INVESTORS CAPITAL CORP. (LYNNFIELD MA)

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Licenses & Designations

BOTH

Issued 11/01/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/15/2019

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/31/2014

Series 4 - Registered Options Principal Examination

BC

Issued 09/11/2013

Series 24 - General Securities Principal Examination

BC

Issued 03/11/2019

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/03/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Edward Ponte.
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