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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Mims is an investment advisor representative with Cetera Investment Advisers LLC. Steven has been working in the financial industry for over 23 years and has experience working with both individuals and businesses. Steven is committed to providing personalized financial advice and helping clients achieve their financial goals. Steven has a strong understanding of the financial markets and is dedicated to providing clients with the highest level of service. Steven holds a Series 63, 65 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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06/29/2023 - Present
Cetera Investment Advisers LLC (EUGENE OR)
OR
09/24/2021 - 04/15/2022
NYLIFE SECURITIES LLC (PORTLAND OR)
IA
Issued 02/10/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/29/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/19/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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