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Steven Edward Mims

Cetera Investment Advisers LLC

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About Steven Edward Mims

Steven Edward Mims is a financial professional with experience in the financial services industry. Steven is currently registered with Cetera Investment Advisers LLC and has been with the firm since June 2023. Steven has a Series 63, Series 65 and Series 6TO license as well as the SIE designation. Prior to joining Cetera Investment Advisers LLC, Steven was registered with NYLIFE SECURITIES LLC. Steven offers financial planning, educational seminars and portfolio management for both businesses and individuals.

Firm Information

Steven Mims is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

450 COUNTRY CLUB RD

EUGENE, OR 97401

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Steven Mims’s Registration & Firm History

OR

06/29/2023 - Present

Cetera Investment Advisers LLC (EUGENE OR)

OR

09/24/2021 - 04/15/2022

NYLIFE SECURITIES LLC (PORTLAND OR)

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Licenses & Designations

IA

Issued 2/10/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/29/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 9/24/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 5/19/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Edward Mims.
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