Unclaimed
Steven Edward Miller is a registered representative with Stifel, Nicolaus & Company, Inc. and has been in the securities industry since September 2014. Steven is a Series 7, Series 52 and Series 63 licensed professional and holds the SIE designation. Steven is registered in the state of Missouri. Stifel, Nicolaus & Company, Inc. is a full-service investment firm that provides a wide range of financial products and services, including investment banking, brokerage, trading, and asset management. The firm has a long history of serving individual investors, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
09/02/2014 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
BC
Issued 12/21/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2017
Series 52 - Municipal Securities Representative Examination
BC
Issued 09/02/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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