Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Edward Little is an active Broker-Dealer registered in New York. Steven is currently employed by Tradition Securities And Derivatives LLC. Steven has been in the industry since October 22, 1987. Steven has passed the Series 63, Series 72, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/11/2024 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
07/11/2023 - 12/14/2023
TRADITION SECURITIES AND DERIVATIVES LLC (New York NY)
NY
03/27/2008 - 07/05/2023
WHITAKER SECURITIES LLC (NEW YORK NY)
NY
07/23/2007 - 04/09/2008
SEABOARD SECURITIES, INC. (NEW YORK NY)
NJ
05/14/1990 - 07/06/2007
TULLETT LIBERTY BROKERAGE INC. (JERSEY CITY NJ)
NA
10/18/1989 - 04/11/1990
FUNDAMENTAL BROKERS INC.
NY
07/25/1987 - 10/07/1989
GARBAN LIMITED (NEW YORK NY)
BC
Issued 03/07/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Steven Little is the right advisor for you? Invested Better is here to help.
