Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Johnson is a financial professional with over 16 years of experience in the securities industry. Steven is currently registered with FIS Brokerage & Securities Services LLC and holds a Series 63, Series 24, Series 52TO, Series 99TO, and SIE license. Steven is a licensed securities representative in Florida, Illinois, Indiana, Nevada, Texas, and Wisconsin. Steven previously worked at SUNGARD INSTITUTIONAL BROKERAGE INC. and ECHOTRADE LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
01/02/2014 - Present
FIS Brokerage & Securities Services LLC (BOLINGBROOK IL)
IL
08/14/2007 - 12/31/2013
SUNGARD INSTITUTIONAL BROKERAGE INC. (GENEVA IL)
AZ
04/20/2006 - 10/31/2006
ECHOTRADE LLC (PHOENIX AZ)
BC
Issued 09/06/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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