Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Edward Hauser is a financial advisor with Wells Fargo Clearing Services, LLC, a firm with $10 billion - $50 billion in assets under management. Steven has been in the financial industry since 2011 and holds the Series 7, Series 63, and Series 66 licenses. Steven is also registered with the states of Arizona, Colorado, and Minnesota. Prior to joining Wells Fargo Clearing Services, LLC, Steven worked at U.S. BANCORP INVESTMENTS, INC., NYLIFE SECURITIES LLC, and AMERIPRISE FINANCIAL SERVICES, INC. Steven has a variety of experience in the financial industry and specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisers, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
04/16/2024 - Present
Wells Fargo Clearing Services, LLC (DENVER CO)
CO
06/14/2021 - 04/18/2024
U.S. BANCORP INVESTMENTS, INC. (Brighton CO)
CO
10/23/2015 - 06/17/2021
WELLS FARGO CLEARING SERVICES, LLC (LOUISVILLE CO)
MN
12/21/2012 - 10/12/2015
NYLIFE SECURITIES LLC (EAGAN MN)
MN
05/04/2011 - 12/06/2012
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
BOTH
Issued 10/26/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/06/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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