Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Edward Harrison is a registered representative with Vanguard Advisers, Inc. Harrison has been in the securities industry since June 2001. Harrison has passed the Series 6, 7 and 66 exams. Harrison is registered with the state of Texas and North Carolina. Harrison works out of the Charlotte, North Carolina branch office of Vanguard Advisers, Inc. Harrison's previous employers include DIRECTED SERVICES, INC. and PFPC DISTRIBUTORS, INC. Harrison is also an employee of the Vanguard Group, Inc. the parent company of Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
12/02/2019 - Present
Vanguard Advisers, Inc. (CHARLOTTE NC)
PA
05/30/2001 - 10/31/2002
DIRECTED SERVICES, INC. (WEST CHESTER PA)
ME
04/16/2001 - 05/04/2001
PFPC DISTRIBUTORS, INC. (PORTLAND ME)
BOTH
Issued 11/22/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/18/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2011
Series 7 - General Securities Representative Examination
BC
Issued 04/14/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Steven Harrison is the right advisor for you? Invested Better is here to help.
