Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Edward Gagne is a financial advisor with Empower Financial Services, Inc. Steven is registered with FINRA and the state of Colorado. Steven has been in the financial services industry since August 8, 2013. Steven earned the Series 6, 7, 26, and 63 licenses and the SIE exam. Prior to joining Empower Financial Services, Inc., Steven was employed by MML INVESTORS SERVICES, LLC in Enfield, CT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
01/04/2021 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CT
08/09/2013 - 01/04/2021
MML INVESTORS SERVICES, LLC (ENFIELD CT)
BC
Issued 08/23/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/24/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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