Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Edward Cunningham is a financial advisor with Smbc Nikko Securities America, Inc. located in New York, NY. Steven has been in the financial services industry for over 20 years. He is a Series 24, 63, 7, 79, and SIE licensed professional. Steven is registered to provide investment advice in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/26/2019 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
CT
07/24/2017 - 12/06/2018
NATWEST MARKETS SECURITIES INC. (STAMFORD CT)
NY
03/31/2003 - 03/16/2017
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
BC
Issued 07/01/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/27/2003
Series 17 - Limited Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
Not sure Steven Cunningham is the right advisor for you? Invested Better is here to help.
