Unclaimed
Steven Chick is a financial advisor with MML Investors Services, LLC. Steven has been in the industry since March 1990 and has experience in various areas of financial planning, including asset allocation, portfolio management, and insurance. Steven is also a committee member for the Deerfield River Watershed Chapter of Trout Unlimited. Steven is registered with the Securities and Exchange Commission (SEC) and holds Series 6, 7, 63, and 66 licenses. Steven is registered to provide financial advice in Connecticut, Florida, Massachusetts, New York, Tennessee, Texas, and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
10/04/2016 - Present
MML Investors Services, LLC (Williamstown MA)
MA
03/12/1990 - 11/03/2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PITTSFIELD MA)
WI
03/12/1990 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 05/22/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/09/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2006
Series 7 - General Securities Representative Examination
BC
Issued 03/09/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Steven Chick is the right advisor for you? Invested Better is here to help.