Unclaimed
Steven Edward Buckley is a financial advisor with over 20 years of experience in the industry. Steven holds Series 3, 7, and 63 licenses, as well as the SIE. Steven is currently registered with Nylife Distributors LLC, located in New York, NY. Prior to joining Nylife Distributors LLC, Steven worked at J.P. Morgan Institutional Investments Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/23/2009 - Present
Nylife Distributors LLC (NEW YORK NY)
NY
10/11/2002 - 03/29/2007
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
BC
Issued 10/16/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2002
Series 3 - National Commodity Futures Examination
BC
Issued 10/10/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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