Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Earl Anderson is a registered representative of Stifel, Nicolaus & Company, Inc. and has been in the industry since June 1999. Steven Earl Anderson is also a registered investment advisor representative in Illinois and Minnesota. In addition to working with Stifel, Nicolaus & Company, Inc., Steven Earl Anderson has experience working with Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Morgan Stanley DW Inc. Steven Earl Anderson is licensed to provide financial planning, pension consulting, and educational seminars in addition to portfolio management for individuals, businesses and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
12/03/2013 - Present
Stifel, Nicolaus & Company, Inc. (GOLDEN VALLEY MN)
MN
06/01/2009 - 06/04/2010
MORGAN STANLEY SMITH BARNEY (MINNEAPOLIS MN)
MN
01/10/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MINNEAPOLIS MN)
NY
06/30/1999 - 01/15/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 08/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2005
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 06/29/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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