Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven E Eckna is a financial advisor with over 20 years of experience in the industry. Steven is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., where he specializes in working with high-net-worth individuals, corporations, and institutional clients. Steven also holds licenses in a number of states and has a strong track record of success in providing financial advice and investment management services. Steven is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
12/11/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GARDEN CITY NY)
NY
06/08/2011 - 02/13/2013
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
06/15/2009 - 06/08/2011
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
05/09/2006 - 12/17/2008
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
04/18/2005 - 04/07/2006
PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)
NY
10/10/2000 - 03/03/2005
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
11/20/1998 - 10/10/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BOTH
Issued 07/11/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/07/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/12/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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