Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Bernstein is a financial advisor at LPL Financial LLC. Steven has been working in the financial services industry for over 15 years. Steven is licensed to provide securities and investment advisory services in multiple states. Steven has experience working with individuals, corporations, and other business entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
01/14/2020 - Present
LPL Financial LLC (LOS ANGELES CA)
CA
10/02/2013 - 03/08/2018
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
CA
04/06/2009 - 10/02/2013
METLIFE SECURITIES INC. (LOS ANGELES CA)
CA
09/07/2006 - 12/16/2008
RBC CAPITAL MARKETS CORPORATION (LOS ANGELES CA)
BOTH
Issued 06/27/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/07/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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