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Steven Dworkin

Cabrera Capital Markets, LLC

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About Steven Dworkin

Steven Dworkin is a financial professional with over 40 years of experience in the industry. Steven is currently registered with Cabrera Capital Markets, LLC in Los Angeles, California. Steven has previously held positions at several other firms, including Citigroup Global Markets Inc., J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., Bear, Stearns & Co. Inc., Morgan Stanley & Co., Incorporated, and Salomon Brothers Inc. Steven is a Series 7, 52TO, 53, 63, 79TO, and SIE licensed professional.

Firm Information

Steven Dworkin is currently registered with Cabrera Capital Markets, LLC. Cabrera Capital Markets, LLC is a Limited Liability Company formed in April 2007. The firm is registered with the SEC and has a presence in 30 states.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Dworkin’s Registration & Firm History

CA

11/17/2023 - Present

Cabrera Capital Markets, LLC (LOS ANGELES CA)

CA

07/15/2011 - 08/17/2022

CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)

CA

10/01/2008 - 07/27/2011

J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)

CA

06/02/2008 - 10/01/2008

J.P. MORGAN SECURITIES INC. (SAN FRANCISCO CA)

CA

10/15/1990 - 06/03/2008

BEAR, STEARNS & CO. INC. (SACRAMENTO CA)

NY

02/22/1988 - 06/23/1989

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NA

12/24/1980 - 11/14/1987

SALOMON BROTHERS INC.

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Licenses & Designations

BC

Issued 08/28/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/03/1993

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/1980

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Dworkin.
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